A field-theoretic taxonomy of emotions
Pødenphant Lund, T. (2026f) · Preprint · Live on Zenodo
Both the “basic emotions” camp (Ekman, Plutchik, Panksepp) and the “constructed emotion” camp (Barrett, Russell) are right, at different layers of one substrate-grounded architecture. Six moving parts produce ~45 distinct feeling-labels via specific substrate-paths. Three falsification criteria specified.
| DOI | 10.5281/zenodo.20058825 |
| Target venue | Emotion Review (primary, SAGE) / BBS (wildcard) / Trends in Cognitive Sciences / Cognitive Science |
| Status | v1.3 live; post-premortem revision; bibliography ~85 entries verified |
| Length | ~22,500 words |
| Author | Tomas Pødenphant Lund [ORCID] |
TL;DR
Existing emotion taxonomies either stipulate discrete natural kinds (Ekman, Plutchik, Panksepp) or deny them in favour of constructed categories (Barrett, Russell). Neither generates a closed taxonomy with substrate-grounded mechanism. This paper proposes an integrative architecture grounded in Friction Theory (substrate-universal, BFT ⊂ FT) that recovers both traditions.
The framework specifies six moving parts that together produce emotional experience:
- Friction's quality (strength, distribution, rhythm) — what is actually experienced of the underlying computational mechanism
- Fields (Safety, Meaning, Ability, Effort) — discrete computational regions
- Layers (Biological → Emotional → Inner → Cognitive → External) — gradient from substrate-signal to narrative feeling
- Valence (positive, negative, unresolved)
- Dynamic effects (anticipation, surprise, prediction-error)
- Configurations (cross-field, ambivalence, misconfiguration, unresolved)
Each component is conceptually distinct and tentatively mappable to neural systems. Emotions emerge as substrate-level signals; feelings emerge as interpretive integrations of those signals, following Damasio's distinction at the level of computational layers on a single substrate.
Three positions along the layer-depth gradient (not three categorical levels):
- Deep-layer substrate-signals with dedicated circuitry (Level 2 anchor — Panksepp's territory)
- Mid-layer integrative transitions
- Shallow-layer narrative-labelled feelings (Level 3 anchor — Barrett's territory)
Concrete framework outputs
- ~45 distinct feeling-labels with specific substrate-paths (Feeling Dictionary, §3.10)
- Psychiatric conditions predicted as selective field × layer dysfunctions, with dimensional supplement via DSP-3 distribution-shape
- Developmental sequence anchored in Paper 1's intermediate-computation derivation, with Meaning developing in two phases (social/relational in infancy, existential in adolescence)
- Evolutionary ordering of brain-structure development to parallel the field × layer hierarchy
- Cross-substrate predictions for LLMs: functional prediction-signals present; field-emotional-layer signals and interpretive integration absent
- Resolution of the Panksepp–Barrett disagreement as precise scope-separation: substrate-realism does not entail category-realism
Falsification criteria
Three classes of falsifying evidence with quantitative thresholds:
- F1 Neural-dissociation: Cohen's d < 0.3 in meta-analysis of ≥20 studies
- F2 Evolutionary-parallel: single-species disconfirmation
- F3 Race-temporal-structure: drift-diffusion fits underperformed by gate-models, BIC > 10 across ≥10 datasets
Compatible with Damasio's somatic markers, Lazarus's core relational themes, Scherer's appraisal-components, LeDoux's survival circuits, Adolphs and Anderson's emotion primitives, and culturally-specific labels (amae, saudade, liget) as instances of the architecture.
Companion papers
- Paper 0 (BFT) — the biological instantiation; provides the four fields (Safety, Meaning, Ability, Effort) and five regulatory layers used by this taxonomy
- Paper 1 (Friction Theory) — substrate-universal foundation; race-mechanisms and BFT ⊂ FT nesting